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Our History

Like many small businesses, we started from scratch with zero clients and no office. One atypical aspect of our firm is that it’s founded by a first generation immigrant who arrived in US almost penniless.

With a bachelor’s degree in engineering, Ben came to US in 1986 and received two graduate degrees, one in management and another in taxation by 1990. Ben first worked at an international CPA firm then started his own financial service company in 1993.

Over a quarter century, our firm has served well over a thousand clients, generated dozens of jobs, and paid tons of taxes. We have also constantly made charitable donations to numerous not-for-profit organizations and participated in supporting the local community.

Before joining LPL Financial, we have been affiliated with GE Financial (later spun off as Genworth then Cetera). While most of our team members are CPAs, Ben also holds #7, #63, and #65 security licenses with LPL Financial.

Our boutique firm focuses on successful companies and high net-worth individuals. This group of businesses and professionals/entrepreneurs are the ones who need assistance on their complex financial affairs the most, only from driven, responsible, and competent professionals.

We believe in working hard and being responsible. Luckily, this is a great and fair country.

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